• Full Faith And Credit

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• Fully Diluted Earnings Per Share

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• Functional Allocation

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• Fundamental Analysis

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• Funded Debt

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• Futures

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• General Account

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• General Obligation Bond (GO)

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• General Partner

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• Gift Rule

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• Gift Tax

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• Ginnie Mae

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• Good Delivery

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• Good Faith Deposit

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• Good-Till-Canceled Order (GTC)

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• Government Bonds

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• Government National Mortgage Association (GNMA or Ginnie Mae)

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• Government Sponsored Agency

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• Grant Anticipation Note

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• Green Shoe

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• Gross Domestic Product (GDP)

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• Gross National Product (GNP)

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• Group Order

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• Growth Stock

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• Guaranteed

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• Guardian

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• Head And Shoulders

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• Hearing Officer

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• Hedging

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• High-Yield Bonds

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• Holder

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• Holding Company

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• Holding Period

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• Horizontal Spread

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• Hypothecation

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• Immediate Family Member

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• In-The-Money

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• Inactive

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• Income Bond

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• Income Fund

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• Income Program

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• Income Statement

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• Income Stock

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• Indenture

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• Independant Broker

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• Independent Broker

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• Index

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• Index Fund

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• Index Option

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• Indication of Interest

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• Indicators

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• Individual Account

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• Individual Retirement Account (IRA)

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• Industrial Development Revenue Bond (IDR)

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• Inflation

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• Inflation Risk

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• Information Barrier

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• Inheritance Tax Waiver

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• Initial Public Offering (IPO)

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• Inside Market

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• Insider

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• Insider Trading

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• Institutional Investor

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• Insured Bonds

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• Intangible Assets

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• Intangible Drilling Costs

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• Interbank Market

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• Interest

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• Interest Only (IO) Securities

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• Interest-Rate Options

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• Interest-Rate Risk

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• Interpositioning

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• Intrastate Offering

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• Intrinsic Value

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• Inverted Yield Curve

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• Investment

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• Investment Adviser (IA)

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• Investment Advisers Act of 1940

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• Investment Banker

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• Investment Company

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• Investment Company Act of 1940

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• Investment Counsel

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• Investment Grade

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• Investment Income

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• Investment Letter

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• IRA

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• IRA Rollover

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• IRA Transfer

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• Issue

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• Issued Shares

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• Issuer

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• Jawboning

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• Joint Tenants (JT)

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• Junk Bond

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• Keogh Plan (HR-10 Plan)

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• Keynesian Economics

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• Know Your Customer Rule

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• Lagging Economic Indicator

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• Last-In, First-Out (LIFO)

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• Leading Economic Indicator

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• LEAPS (Long-Term Equity Anticipation Securities)

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• Legal List

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• Legal Opinion

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• Legislative Risk

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• Letter Of Intent (LOI)

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• Letter of Notification

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• Letter Stock

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• Letters Testamentary

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• Level Debt Service

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• Level I, II, and III

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• Leveraged Buyout (LBO)

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• Liabilities

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• LIFO

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• Limit Order, Limited Order, or Limited Price Order

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• Limited Liability

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• Limited Partner

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• Limited Partnership

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• Limited Tax Bond

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• Liquidation

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• Liquidity

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• Liquidity Risk

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• Listed Stock

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• Load

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• Loan Consent

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• Loan Value

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• London Interbank Offered Rate

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• Long

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• Long Coupon

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• Long-Term Liabilities

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• Loose Credit

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• M1

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• M2

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• MACRS

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• Maintenance

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• Maloney Act Of 1938

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• Management Company

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• Management Fee

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• Manager’s Fee

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• Managing Underwriter

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• Manipulation

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• Margin

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• Margin Account

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• Margin Agreement

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• Margin Call

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• Margin Department

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• Mark Down

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• Mark To Market

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• Mark Up

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• Market Maker

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• Market Momentum

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• Market Neutral

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• Market Order

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• Market Price

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• Market Risk

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• Married Put

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• Matched Sale

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• Material Information

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• Maturity

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• Member Firm

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• Member Order

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• Merger

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• Mill

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• Mini-Maxi Offering

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• Minimum Maintenance Requirement

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• Modern Portfolio Theory

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• Monetary Policy

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• Money Market

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• Money Spread

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• Money Supply

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• Money-Market Fund

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• Moody’s

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• Moral Obligation Bond

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• Moral Suasion

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• Mortgage Bond

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• Mortgage-Backed Security

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• Multiplier

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• Municipal Bond

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• Municipal Bond Investors Assurance Corporation (MBIA)

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• Municipal Securities Rulemaking Board (MSRB)

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• Municipal Underwritings

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• Mutual Fund

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• Naked

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• NASD

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• Nasdaq

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• Nasdaq Capital Market Security

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• Nasdaq Market Center Execution System

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• National Adjudicatory Council (NAC)

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• National Global Market (NGM)

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• Negative Yield Curve

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• Negotiable Security

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• Negotiated Issues

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• Net Asset Value (NAV)

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• Net Change

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• Net Direct Debt

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• Net Income

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• Net Interest Cost (NIC)

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• Net Worth

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• Net Yield

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• New Account Form

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• New Housing Authority (NHA)

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