• Covering A Short Sale

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• Credit Agreement

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• Credit Balance (CR)

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• Credit Risk

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• Credit Spread

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• Creditor

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• Crowd

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• Crowding Out

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• Cumulative Preferred

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• Cumulative Voting

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• Currency And Monetary Instrument Transportation Reports (CMIRs)

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• Currency Transaction Reports (CTRs)

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• Current Assets

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• Current Liabilities

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• Current Ratio

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• Current Yield

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• CUSIP (Committee on Uniform Securities Identification Procedures)

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• Custodian

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• Custodian Account

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• Custodian Bank

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• Cycle

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• Cyclical Stock

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• Dated Date

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• Day Order

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• Dealer

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• Debenture

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• Debit Balance (DR)

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• Debit Spread

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• Debt

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• Debt Ceiling

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• Debt Limit

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• Debt Service

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• Debt Service Coverage Ratio

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• Debt to Equity Ratio

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• Declaration Date

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• Deduction

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• Deed of Trust

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• Deep Discount

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• Default

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• Default Risk

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• Defeasance

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• Defeased Bonds

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• Defense Company

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• Defensive Stock

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• Deferred Compensation Plan

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• Deficiency Letter

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• Defined Benefit Plan

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• Defined Contribution Plan

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• Deflation

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• Delayed Opening

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• Delivery

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• Delivery Versus Payment (DVP)

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• Demand Deposit

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• Depletion Accounting

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• Depository Trust Company (DTC)

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• Depreciation

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• Derivative

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• Descending Yield Curve

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• Designated Examining Authority (DEA)

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• Designated Order

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• Designated Order Turnaround (DOT)

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• Developmental Program

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• Diagonal Spread

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• Dilution

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• Direct Debt

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• Direct Participation Program (DPP)

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• Director

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• Disclosure Document

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• Discount

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• Discount Bond

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• Discount Rate

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• Discount Window

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• Discount Yield

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• Discretionary Account

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• Disinflation

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• Disintermediation

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• Disproportionate

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• Dissolution

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• Diversification

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• Diversified Investment Company

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• Divided Account

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• Dividend

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• Dividend Payout Ratio

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• Dividend Reinvestment

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• Dividend Yield

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• DK Notice

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• Do Not Reduce (DNR)

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• Do-Not-Call List

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• Dollar Bond

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• Dollar Cost Averaging

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• Dollar Price

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• DOT

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• Double-Barreled Bond

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• Dow Jones Industrial Average

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• Dow Theory

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• Downtick

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• DPP

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• Dual Listings

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• Dual-Purpose Fund

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• Due Bill

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• Due Diligence

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• Duration

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• Dutch Auction

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• Earned Income

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• Earnings Before Interest and Taxes (EBIT)

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• Earnings Per Share (EPS)

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• Earnings Recession

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• Earnings Report

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• Earnings Test

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• Eastern Account

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• Easy Money

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• Education IRA

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• Effective Date

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• Effective Yield

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• Efficient Frontier

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• Electronic Communication Network (ECNs)

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• Eleven Bond Index

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• Employee Stock Ownership Plan (ESOP)

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• Engineering Report

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• Equipment Trust Certificate

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• Equity

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• Equity Income Fund

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• ERISA

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• Erroneous Report Rule

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• Escrow

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• Escrow Receipt

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• Escrowed to Maturity (ETM)

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• Estate Tax

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• Euro

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• Eurodollar Bond

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• Ex-Dividend Date

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• Ex-Legal

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• Ex-Rights

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• Excess Equity

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• Exchange

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• Exchange Privilege

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• Exchange Rate

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• Exchange-Rate Risk

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• Exchange-Traded Fund (ETF)

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• Exempt Securities

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• Exempt Transaction

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• Exercise Price

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• Expense

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• Expiration Date

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• Exploratory Program

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• Face Value

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• Face-Amount Certificate Company

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• Fallen Angels

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• Family Of Funds

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• Fannie Mae

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• Feasibility study

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• Fed Funds (Federal Funds)

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• Fed Funds Rate

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• Federal Deposit Insurance Corporation (FDIC)

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• Federal Farm Credit System

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• Federal Financing Bank (FFB)

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• Federal Home Loan Banks (FHLB)

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• Federal Home Loan Mortgage Corporation (Freddie Mac)

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• Federal Housing Administration (FHA)

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• Federal Intermediate Credit Banks (FICB)

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• Federal Land Bank (FLB)

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• Federal National Mortgage Association (FNMA)

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• Federal Open Market Committee (FOMC)

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• Federal Reserve Board

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• Fidelity Bond

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• Fiduciary

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• FIFO

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• Filing Date

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• Financial Advisory Relationship

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• Financial Futures

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• Financial Guaranty Insurance Company (FGIC)

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• Financial Industry Regulatory Authority (FINRA)

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• Financial Leverage

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• Finder

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• Firm Commitment

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• Firm Element

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• Firm Quote

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• First-In, First-Out (FIFO)

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• Fiscal Policy

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• Fitch’s Rating Service

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• Five Percent (5%) Markup Policy

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• Fixed Annuity

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• Fixed Assets

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• Fixed Charges

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• Flat

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• Float

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• Floater

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• Floor

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• Floor Broker

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• Flow Of Funds

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• Forced Conversion

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• Form U4

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• Form U5

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• Forward Pricing

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• Fourth Market

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• Freddie Mac

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• Freeriding

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• Front-end Load

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• Frontrunning

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• Frozen Account

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